Compliance Officer - GIFT IFSC

We are seeking a mid‑level Compliance Officer (based in GIFT IFSC) to support our capital market intermediary operations (brokerage / depository participation). The Compliance Officer will report to the Principal Officer and play a hands‑on role across regulatory compliance, internal controls, AML/KYC, grievance redressal, training and audit readiness in line with IFSCA, India INX and NSE IFSC regulations.

• Ensure compliance with IFSCA (Capital Market Intermediaries) Regulations, India‑INX, NSE IFSC, GIFT SEZ / IFSC circulars and relevant laws.
  
• Liaison with regulators (IFSCA, India‑INX/NSE IFSC teams), assist Principal Officer in regulatory filings, returns, filings, application events.
  
• Maintain and update internal policies and compliance manuals; conduct periodic risk reviews.
  
• Monitor AML/CFT adherence, suspicious transaction reporting (STR), KYC/KYB, and sanctions screening.
  
• Handle investor/client grievance redressal, ensure record‑keeping for six years and publish compliant complaint statistics and disclosures.
  
• Conduct internal audits / readiness reviews; monitor exception reports; ensure timely remediation.
  
• Support compliance during inspections by regulators; coordinate responses and ensure accountability.
  
• Keep abreast of amendments in IFSCA/NSE INX regulations and ensure timely implementation in internal controls.
  

• Graduate degree in any discipline from recognized university; or a professional qualification such as LLB, ICAI, ICSI, ICMAI, or equivalent.
  

• Minimum 2 years of experience in compliance, AML/CFT, regulatory reporting or related role in capital markets/financial services.
  
• Experience working within GIFT IFSC / IFSCA‑regulated entities (India INX, NSE IFSC, broker dealers, DPs) will be preferred (must‑have)
  

• Strong knowledge of IFSCA Regulations, GIFT IFSC guidelines, India INX / NSE IFSC operations, AML / KYC / PMLA compliance.
  
• Excellent verbal and written English.
  
• Proficient in Excel, compliance tracking tools, regulatory filing portals and system-based monitoring.
  
• Sharp analytical and risk‑sense instincts.
  
• High integrity, ethical mindset, team player, able to liaise effectively with senior management and regulators.
  

• Must be based and operational in GIFT IFSC, Gandhinagar.
  
• Able to join within reasonable notice period.
  

Job Type: Full-time

Pay: ₹250,000.00 - ₹1,000,000.00 per year

Work Location: In person